Even among those who believe they know ethics, there is not total agreement
on the meaning of the terms that are used. For many, a particular definition is
a function of the academic discipline that shaped one's thinking and the
religious, theological or philosophical underpinnings of one's personal belief
system. For others, there may be a usage that is specific to their individual
area of work or study.
Below are some ethics terms used in Ethics Resource Center publications and
on this website; many of the definitions come from our own files, but we have
also tried to indicate where a definition is derived from another source.
The ERC has also compiled a list of the definitions of values typically used
in codes.
Aspirational
A strong desire to achieve something high or
great. An aspirational code would be intended to reach a higher ethics standard
that supercedes being in compliance.
Benchmarking
The process of comparing one's ethics
climate to that of a previously established "best practices" climate.
Capacity Building
The development of an organization's
core skills and capabilities, such as leadership, management, finance and
fundraising, programs and evaluation, in order to build the organization's
effectiveness and sustainability. It is the process of assisting an individual
or group to identify and address issues and gain the insights, knowledge and
experience needed to solve problems and implement change. Capacity building is
facilitated through the provision of technical support activities, including
coaching, training, specific technical assistance and resource networking. (From
the California Wellness Foundation's www.calwellness.org/pub_reflections/april_2001.htm,)
Character Education
The long-term process of helping
individuals develop knowledge of, motivation to, and practices of living by a
set of ethical standards. Character education stems from the idea that we
establish our standards for action based upon the ideals and behaviors we learn
from others. (See also www.calwellness.org/assets/docs/annual_report/ar1998.pdf)
Code of Conduct or Code of Ethics
A central guide and
reference for users in support of day-to-day decision making. It is meant to
clarify an organization's mission, values and principles, linking them with
standards of professional conduct. As a reference, it can be used to locate
relevant documents, services and other resources related to ethics within the
organization.
Code of Conduct
Can refer to a listing of required
behaviors, the violation of which would result in disciplinary action. In
practice, used interchangeably with Code of Ethics.
Code of Ethics
Often conveys organizational values, a
commitment to standards, and communicates a set of ideals. In practice, used
interchangeably with Code of Conduct.
In Section 406(c), the Sarbanes-Oxley
Act defines "code of ethics" as such standards as are reasonably necessary to
promote-- (1) honest and ethical conduct, including the ethical handling of
actual or apparent conflicts of interest between personal and professional
relationships; (2) full, fair, accurate, timely, and understandable disclosure
in the periodic reports required to be filed by the issuer; and(3) compliance
with applicable governmental rules and regulations.
Code Provisions
The specific standards of behavior and
performance expectations that your organization chooses to highlight and address
in your code.
Compliance
Conforming or adapting one's actions to
another's wishes, to a rule, or to necessity. A compliance code would be
intended to meet all legal requirements.
Conflict of Interest
A person has a conflict of interest
when the person is in a position of trust which requires her to exercise
judgment on behalf of others (people, institutions, etc.) and also has interests
or obligations of the sort that might interfere with the exercise of her
judgment, and which the person is morally required to either avoid or openly
acknowledge.
Corruption
The abuse of public power for private benefit.
Perversion or destruction of integrity in the discharge of public duties by
bribery or favor or the use or existence of corrupt practices, especially in a
state or public corporation
Courage
Choosing to do what one believes is right even if
the result will not be to everyone's liking or may lead to personal loss.
Credo
Fundamental beliefs (or a set of beliefs) or
guiding principles.
Deontology
The science related to duty or moral
obligation. In moral philosophy, deontology is the view that morality either
forbids or permits actions. For example, a deontological moral theory might hold
that lying is wrong, even if it produces good consequences. Deontological
theories, from the Greek word deon, or duty, emphasize foundational duties or
obligations. This is a kind of purest view of ethics, somewhat independent of
the realities of life.
Dynamic responsibility
The world of embracing problems
and challenges; knowing when to renegotiate promises made; and fostering change
in the society around us. (From "The Joy in Taking Responsibility: Remarks to
the Corps of Cadets, Valley Forge Military Academy & College", April 2001,
Kenneth W. Johnson)
Empathy
Caring about the consequences of one's choices as
they affect others. Being concerned with the effect one's decisions have on
those who have no say in the decision itself.
Ethical Congruence
A situation where one's decision is
consistent with, aligns with, the applicable set(s) of values. Under these
circumstances, a choice to take some action will harmonize with the
decision-maker's values. The organizational state where values, behaviors and
perceptions are aligned.
Ethical Differences
Situations in which two people agree
on a particular value and disagree as to the action to be taken or decision to
be made.
Ethical Dilemmas
Situations that require ethical judgment
calls. Often, there is more than one right answer and no win-win solution in
which we get everything we want.
Ethics
- The decisions, choices, and actions (behaviors) we make that reflect and
enact our values.
- The study of what we understand to be good and right behavior and how people
make those judgments. (From "What is the Difference Between Ethics, Morals and
Values?", Frank Navran)
- A set of standards of conduct that guide decisions and actions based on
duties derived from core values. (From "The Ethics of Non-profit Management,"
Stephen D. Potts)
- There are many definitions as to what ethics encompasses:
* The
discipline dealing with what is good and bad and with moral duty and
obligation;
* Decisions, choices, and actions we make that reflect and enact
our values;
* A set of moral principles or values;
* A theory or system of
moral values; and/or
* A guiding philosophy.
(From "Creating a Workable
Company Code of Conduct," 2003, Ethics Resource Center)
Ethical Decision-making
Altruistic considerations What
impact will this action or decision have on others or my relationship with
them?
Ethical Decision-making
Idealistic considerations What
is the right thing to do - as defined by the values and principles, which apply
to this situation?
Ethical Decision-making
Individualistic considerations
What will happen to me as a consequence of this action or decision?
Ethical Decision-making
Pragmatic considerations What
are the business consequences of this action or decision?
Focus Group
A small group of people whose response to
something is studied to determine the response that can be expected from a
larger population. Information obtained from focus groups is not analyzed
statistically, but instead used for informational purposes (i.e., to assess the
culture of an organization).
Good faith
Based on the belief in the accuracy of the
information or concern being reported.
Governance
The act, process or power of exercising
authority or control in an organizational setting.
Gray Areas
Situations in which the individual's business
standards lack clarity. The lack of clarity may be due to an individual's not
being familiar with a guideline or a guideline that is vague and subject to
interpretation. Guidelines are often written to provide managers with as much
latitude as appropriate, and this may create gray areas.
Independence
In the most general usage, freedom to act
without control or influence from others, to be free to make decisions and act
without external constraint. In the business world, independence has come to
have a specialized meaning. It is most commonly understood to mean freedom from
conflicting interests - the specialized case of having the ability to make a
decision or act in ways which are free from conflict between one's personal
interests and the interests of the party on whose behalf we are making the
decision. (From "No Virginia, There Is No Such Thing as Independence", Frank
Navran)
In-house Reporting System
Any system established by an
organization to meet the standards of an effective program to prevent and detect
violations of law in order to provide employees and other agents with a means to
report misconduct to the organization without fear of
retribution.
(Resolution and Report: Employee Confidentiality and
Non-Retributory Reporting Systems)
Integration
In the context of ethics programs,
integration means the ability to put ethical principles into practice
Integrity
Making choices that are consistent with each
other and with the stated and operative values one espouses. Striving for
ethical congruence in one's decisions.
Leadership Interview
One-on-one interviews with top-level
executives or managers that are intended to bring forth information regarding
one's ethics climate. Information obtained through these interviews is not
intended for statistical analysis, but instead for informational purposes.
Maxims
Short, pithy statements that are used to instruct
and guide behavior.
Morals
Values that we attribute to a system of beliefs
that help the individual define right versus wrong, good versus bad. These
typically get their authority from something outside the individual -- a higher
being or higher authority (e.g. government, society). Moral concepts, judgments
and practices may vary from one society to another. (From "What is the
Difference Between Ethics, Morals and Values?", Frank Navran)
Ombudsman
A designated neutral or impartial dispute
resolution practitioner whose major function is to provide confidential and
informal assistance to managers and employees and/or clients of the employer:
patients, students, suppliers or customers.
Patience
Taking time to consider and deliberate the long
term consequences of a choice before making that choice and acting upon it.
Rules-centered Code of Conduct
Frequently takes the form
of a list of behavioral requirements, the violation of which could result in
disciplinary action.
Static responsibility
The world of duty, obligation, and
accountability: doing what you are told, doing what you promised, doing what is
expected. (From "The Joy in Taking Responsibility: Remarks to the Corps of
Cadets, Valley Forge Military Academy & College", April 2001, Kenneth W.
Johnson)
Survey
A set of questions used to examine a condition,
situation or value.
Sustainability
Generally, referring to a state or
condition that can be maintained over an indefinite period of time. Commonly
used with development as in: "Sustainable development is development that meets
the needs of the present without compromising the ability of future generations
to meet their own needs" (from the 1987 publication "Our Common Future" by the
World Commission on Environment and Development.)
Task Force
A temporary grouping under one leadership for
the purpose of accomplishing a definite objective.
Transparency
- Sharing information and acting in an open manner.
- A principle that allows those affected by administrative decisions, business
transactions or charitable work to know not only the basic facts and figures but
also the mechanisms and processes. It is the duty of civil servants, managers
and trustees to act visibly, predictably and understandably. (From the
Transparency International website, http://www.transparency.org/faqs/faq-corruption.html#faqcorr1)
Values
The core beliefs we hold regarding what is right
and fair in terms of our actions and our interactions with others. Another way
to characterize values is that they are what an individual believes to be of
worth and importance to their life (valuable). (From "What is the Difference
Between Ethics, Morals and Values?", Frank Navran)
Values-centered Code of Ethics Offers
A set of ethical
ideals, such as integrity, trust-worthiness and responsibility, which companies
want employees to adopt in their work practices.
Whistle-blower
- A person who takes a concern (such as a concern about safety, financial
fraud, or mistreatment) outside of the organization in which the abuse or
suspected abuse is occurring and with which the whistle-blower is affiliated.
- Whistleblowing is made up of four components: "(1) An individual act with
the intention of making information public; (2) the information is conveyed to
parties outside the organization who make it public and a part of the public
record; (3) the information has to do with possible or actual nontrivial
wrongdoing in an organization; (4) the person exposing the agency is not a
journalist or ordinary citizen, but a member or former member of the
organization." (From "Whistleblowing: When It Works -- and Why," 2003, Roberta
Ann Johnson )
The following sites also have ethics glossaries online:
The Online Ethics Center
Glossary:
An in-depth glossary of terms used in relation to ethics from
the Online Ethics Center for Science and Engineering at the Case Western Reserve
University. The mission of the Ethics Center is to provide engineers,
scientists, teachers and science and engineering students, with resources useful
for understanding and addressing ethically significant problems that arise in
their work life.
The
Nonprofit Good Practice Guide
Includes large glossary of terms related to
all aspects of philanthropy, volunteerism and nonprofit management, including
areas such as governance and accountability. The NGPG is a project of the
Philanthropic and Nonprofit Knowledge Management Initiative (PNKM) at the
Dorothy A. Johnson Center for Philanthropy & Nonprofit Leadership.
Philosophy /
Ethics Glossary
Detailed descriptions of the major concepts used in
Ethics from the Bentley College Philosophy Department. Bentley College educates
students to be leaders in business and related professions in a global economy,
by combining the communicative, creative and reflective strengths of the arts
and sciences with the analytical, technological and problem solving strengths of
business.
Ethics Updates --
Glossary
General glossary of ethics terms with clear definitions. Part of
the Resources section of Ethics Updates, from the University of San Diego, which
provide updates on current literature, both popular and professional, that
relates to ethics and is designed primarily to be used by ethics instructors and
their students.